| Innovex Downhole Solutions, Inc. |
Innovex Downhole Solutions, Inc., Stock Exchange Portal |
Stock Exchange |
05 September, 2024 |
06 December, 2024 |
| SB Energy Devco (US) LLC |
SB Energy Devco (US) LLC, Cash Distribution Portal |
Cash Distribution |
13 November, 2024 |
2 December, 2024 |
| The Gabelli Utility Trust |
The Gabelli Utility Trust, Subscription Rights Offering Portal |
Subscription Rights Offering |
11 September, 2024 |
21 October, 2024 |
| Seaport Entertainment Group Inc. |
Seaport Entertainment Group Inc., Subscription Rights Offering Portal |
Subscription Rights Offering |
25 September, 2024 |
11 October, 2024 |
| Western Asset Global High Income Fund |
Western Asset Global High Income Fund, Subscription Rights Offering Portal |
Subscription Rights Offering |
11 September, 2024 |
08 October, 2024 |
| Blue Owl Capital Inc |
Blue Owl Capital Inc, Stock Exchange Portal |
Stock Exchange |
18 September, 2024 |
03 October, 2024 |
| Tectonic |
Tectonic, Mandatory Stock Exchange Portal |
Mandatory Stock Exchange |
21 June, 2024 |
23 September, 2024 |
| Greenbacker Renewable Energy Company LLC |
Greenbacker Renewable Energy Company LLC, Mandatory Stock Exchange Portal |
Cash/Stock Exchange |
2 August, 2024 |
10 September, 2024 |
| DraftKings |
DraftKings, Cash/Stock Exchange Portal |
Cash/Stock Exchange |
8 May, 2024 |
7 August, 2024 |
| Iterum Therapeutics plc |
Iterum Therapeutics plc, Subscription Rights Offer / Redemption Portal |
Subscription Rights Offer / Redemption |
22 July, 2024 |
6 August, 2024 |
| Sila Realty Trust |
Sila Realty Trust, Dutch Auction Portal |
Dutch Auction |
18 June, 2024 |
19 July, 2024 |
| K1 Investment Management LLC |
K1 Investment Management LLC, Cash Stock Election Portal |
Cash Stock Election |
29 May, 2024 |
23 July, 2024 |
| Gabelli Multimedia Trust Inc |
Gabelli Multimedia Trust Inc., Subscription Portal |
Subscription |
5 July, 2024 |
22 July, 2024 |
| Indivior PLC |
Additional US Listing Exchange Agent Election Portal |
Additional US Listing Exchange Agent Election |
16 June, 2023 |
28 June, 2024 |
| NFP Ultimate Holdings, LLC |
NFP Ultimate Holdings, LLC, Distribution Agent Election Portal |
Distribution Agent Election |
28 March, 2024 |
26 June, 2024 |
| Quarter Northern Energy |
Quarter Northern Energy, Cash and Stock Exchange Portal |
Cash and Stock Exchange |
4 March, 2024 |
3 June, 2024 |
| Paul Mueller Company |
Paul Mueller Company, Tender Portal |
Tender |
15 March, 2024 |
13 May, 2024 |
| POET Holding Company |
POET Holding Company, Modified Dutch Auction Portal |
Modified Dutch Auction |
11 April, 2024 |
13 May, 2024 |
| Virtus Total Return Fund Inc. |
Virtus Total Return Fund Inc., Tender Portal |
Tender |
5 April, 2024 |
1 May, 2024 |
| Sila Realty Trust, Inc. |
Sila Realty Trust, Inc., Share Repurchase Program Portal |
Share Repurchase Program |
27 September, 2021 |
8 April, 2024 |
| Grupo Televisa/BNY Mellon |
Grupo Televisa/BNY Mellon, Spin-Off Election Portal |
Spin-Off Election |
4 March, 2024 |
3 April, 2024 |
| Western Asset High Income Fund II Inc. |
Western Asset High Income Fund II Inc., Subscription Rights Offering Portal |
Subscription Rights Offering |
23 January, 2024 |
26 February, 2024 |
| Morgan Stanley China A Share Fund, Inc. |
Morgan Stanley China A Share Fund, Inc., Tender Portal |
Tender |
23 January, 2024 |
20 February, 2024 |
| Manchester United FC Ltd |
Manchester United FC Ltd, Partial Tender Portal |
Partial Tender |
17 January, 2024 |
16 February, 2024 |
| Nest Wealth Solutions Inc |
Nest Wealth Solutions Inc, Cash Exchange Portal |
Cash Exchange |
04 January, 2024 |
04 March, 2024 |
| Global Atlantic |
Global Atlantic, Cash Exchange Portal |
Cash Exchange |
02 January, 2024 |
25 February, 2024 |
| Calibrate |
Calibrate Stock Exchange Portal |
Stock Exchange |
24 October, 2023 |
25 Janaury, 2024 |
| Net Lease Office Properties |
Net Lease Office Properties, Election Portal |
Election |
21 December, 2023 |
17 Janaury, 2024 |
| Gores Holdings IX |
Gores Holdings IX, Cash Redemption Portal |
Redemption |
19 December, 2023 |
05 Janaury, 2024 |
| Hancock Timberland VII Inc |
Hancock Timberland VII Inc. Cash Distribution Portal |
Cash Distribution |
11 September, 2023 |
16 November, 2023 |
| Highlands REIT |
Highlands REIT, Dutch Auction Portal |
Dutch Auction Offer |
25 October, 2023 |
06 December, 2023 |
| American Strategic Investment Co. |
American Strategic Investment Co., Subscription Rights Offer Portal |
Subscription Rights Offer |
25 January, 2023 |
22 February, 2023 |
| AFG Holdings, Inc. |
AFG Holdings, Inc., Subscription Rights Offer Portal |
Subscription Rights Offer |
15 March, 2023 |
13 April, 2023 |
| CBRE Global Real Estate Income Fund |
CBRE Global Real Estate Income Fund, Subscription Rights Offer Portal |
Subscription Rights Offer |
15 March, 2023 |
6 April, 2023 |
| POET Holding Company |
POET Holding Company, Modified Dutch Auction Portal |
Modified Dutch Auction |
14 April, 2023 |
15 May, 2023 |
| Starco Brands, Inc. and Soylent Nutrition Inc. |
Starco Brands, Inc. and Soylent Nutrition Inc., Merger Portal |
Merger |
23 February, 2023 |
30 May, 2023 |
| Starco Brands, Inc. and Soylent Nutrition Inc. |
Starco Brands, Inc. and Soylent Nutrition Inc., Merger Portal |
Merger |
23 February, 2023 |
30 May, 2023 |
| Ironwood Pharmaceuticals, Inc. |
Ironwood Pharmaceuticals, Inc., Cash Tender Portal |
Cash Tender |
2 June, 2023 |
29 June, 2023 |
| Ironwood Pharmaceuticals, Inc. |
Ironwood Pharmaceuticals, Inc., Cash Tender Portal |
Cash Tender |
2 June, 2023 |
29 June, 2023 |
| CTI BioPharma Corp. (“CTI BioPharma”) |
CTI BioPharma Corp. (“CTI BioPharma”), Cash Tender Portal |
Cash Tender |
30 May, 2023 |
23 June, 2023 |
| MDAdvantage Holdings, Inc. |
MDAdvantage Holdings, Inc., Cash Distribution Portal |
Cash Distribution |
7 March, 2023 |
10 July, 2023 |
| Brookfield Infrastructure |
Brookfield Infrastructure, Cash Stock Election Portal |
Cash Stock Election |
2 August, 2023 |
26 September, 2023 |
| Brookfield Infrastructure |
Brookfield Infrastructure, Cash Stock Election Portal |
Cash Stock Election |
2 August, 2023 |
26 September, 2023 |
| Rumble, Inc. |
Rumble, Inc., Exchange Portal |
Exchange |
19 May, 2023 |
6 September, 2023 |
| L3Harris Technologies, Inc. |
L3Harris Technologies, Inc., Cash Exchange Portal |
Cash Exchange |
9 August, 2023 |
9 September, 2023 |
| XBiotech Inc. |
XBiotech Inc., Modified Dutch Auction Issuer Tender Portal |
Modified Dutch Auction Issuer Tender |
23 May, 2023 |
15 June, 2023 |
| Princeton Bancorp |
Princeton Bancorp, Mandatory Cash Exchange Portal |
Mandatory Cash Exchange |
23 May, 2023 |
21 June, 2023 |
| TAI Technologies, Inc. d/b/a Topo.ai |
TAI Technologies, Inc. d/b/a Topo.ai, Cash Exchange Merger Portal |
Cash Exchange Merger |
31 March, 2023 |
1 May, 2023 |
| Talos Energy, Inc. |
Talos Energy, Inc., Cash/Stock Merger Portal |
Cash/Stock Merger |
14 February, 2023 |
14 April, 2023 |
| VistaGen Therapeutics, Inc. |
VistaGen Therapeutics, Inc., Exchange Portal |
Exchange |
28 February, 2023 |
1 May, 2023 |
| Avantax, Inc. (formerly known as Blucora, Inc.) |
Avantax, Inc. (formerly known as Blucora, Inc.), Modified Dutch Auction Portal |
Modified Dutch Auction |
7 February, 2023 |
25 February, 2023 |
| Zimmer Biomet Holdings, Inc. |
Zimmer Biomet Holdings, Inc., Cash Stock Exchange Merger Portal |
Cash Stock Exchange Merger |
25 January, 2023 |
14 February, 2023 |
| Mid Penn Bancorp, Inc. |
Mid Penn Bancorp, Inc., Cash/Stock Election Portal |
Cash/Stock Election |
17 April, 2023 |
10 May, 2023 |
| WiseKey International Holding Ltd |
WiseKey International Holding Ltd, Tax Solicitation Portal |
Tax Solicitation |
9 May, 2023 |
19 May, 2023 |
| Distribution Solutions Group, Inc. |
Distribution Solutions Group, Inc., Subscription Rights Offering Portal |
Subscription Rights Offering |
11 May, 2023 |
30 May, 2023 |
| Imara Inc. |
Imara Inc., Stock Exchange Portal |
Stock Exchange |
24 February, 2023 |
22 June, 2023 |
| Polydex Pharmaceuticals Limited |
Polydex Pharmaceuticals Limited, Cash Exchange Portal |
Cash Exchange |
11 August, 2023 |
11 September, 2023 |
| Better Holdco, Inc. |
Better Holdco, Inc., Consent Tabulation Portal |
Consent Tabulation |
11 August, 2023 |
11 September, 2023 |
| Johnson & Johnson |
Johnson & Johnson, Voluntary Exchange Portal |
Voluntary Exchange |
25 July, 2023 |
18 August, 2023 |
| TESSCO Technologies Incorporated |
TESSCO Technologies Incorporated., Cash Exchange Portal |
Cash Exchange |
19 July, 2023 |
18 August, 2023 |
| Intercontinental Exchange, Inc. |
Intercontinental Exchange, Inc., Cash Stock Election Portal |
Cash Stock Election |
6 April, 2023 |
1 September, 2023 |
| Yubico AB |
Yubico AB, Merger Consideration Portal |
Merger Consideration |
4 August, 2023 |
4 October, 2023 |
| Concentrix Corporation |
Concentrix Corporation, Cash Stock Exchange Portal |
Cash Stock Exchange |
14 September, 2023 |
13 October, 2023 |
| Abbott Laboratories |
Abbott Laboratories, Cash Merger Portal |
Cash Merger |
2 May, 2023 |
2 June, 2023 |
| Macpherson Energy |
Macpherson Energy, Cash Exchange Portal |
Cash Exchange |
13 September, 2023 |
16 October, 2023 |
| Gores Metropoulos II Inc. |
Exchange Portal for Holders of Sonder Holdings Inc. |
Paying Agent |
21 January, 2022 |
- |
| Horizon Global Corporation |
Horizon Global Corporation, Exchange Portal for Shareholders of Horizon Global Corporation |
Paying Agent |
1 Janaury, 2023 |
6 February, 2023 |
| Starco Brands, Inc. |
Starco Brands, Inc., Exchange Portal for Holders of Skylar Body Inc. |
Paying Agent |
30 December, 2022 |
30 January, 2023 |
| Victoria's Secret |
Victoria's Secret, Exchange Portal for Holders of AdoreMe Stock |
Paying Agent |
31 December, 2022 |
1 March, 2023 |
| Billtrust |
Billtrust, Exchange Merger Portal for Holders of BTRS Holdings Inc. Class 1 Common Stock and Class 2 Common Stock |
Paying Agent |
21 December, 2022 |
19 January, 2023 |
| clean.io, Inc. |
clean.io, Inc., Singularity Topco Exchange Website for clean.io Shareholders and Options Holders |
Cash/Stock Election |
9 November, 2022 |
7 July, 2023 |
| Integra LifeSciences |
Integra LifeSciences, Exchange Portal for Shareholders of Surgical Innovation Associates, Inc. |
Paying Agent |
15 December, 2022 |
18 January, 2023 |
| Knightscope, Inc. |
Knightscope, Inc. Conversion Portal for holders of Knightscope, Inc. shares convertible into Class A Common Stock |
Exchange |
15 October, 2021 |
31 October, 2023 |
| PerimeterX, Inc. |
PerimeterX, Inc., Exchange Website for PerimeterX, Inc. Shareholders |
Fixed Tender |
2 August, 2022 |
10 July, 2023 |
| Pacific Biosciences of California, Inc. |
Pacific Bioscience of California, Inc. Cash/Stock Exchange Website for Omniome, Inc. Securityholders |
Cash/Stock Election |
17 September, 2021 |
- |
| Diana Shipping Inc. |
Diana Shipping Inc., Dividend Election Offer Portal |
Cash/Stock Election |
8 December, 2022 |
20 December, 2022 |
| New Relic, Inc. |
New Relic, Inc., Exchange Website for K2 Cyber Security, Inc. Shareholders |
Fixed Tender |
21 September, 2022 |
1 December, 2022 |
| Bank of Botetourt |
Bank of Botetourt, Subscription Rights Offer Website |
Subscription |
5 October, 2022 |
4 November, 2022 |
| BlackRock Corporate High Yield Fund Inc. |
BlackRock Corporate High Yield Fund Inc. (HYT), Subscription Rights Offer |
Subscription |
24 September, 2022 |
14 October, 2022 |
| Starco Brands, Inc. |
Starco Brands, Inc., Exchange Portal for Holders of Starco Brands, Inc. |
Paying Agent |
9 September, 2022 |
14 October, 2022 |
| Virtus Total Return Fund Inc. |
Virtus Total Return Fund Inc., Rights Offering Website |
Subscription |
19 August, 2022 |
17 September, 2022 |
| Bank First Corporation |
Bank First Corporation, Cash/Stock Election Website for Shareholders of Denmark Bancshares, Inc. |
Cash/Stock Election |
13 July, 2022 |
9 August, 2022 |
| Curzio Research, Inc. |
Curzio Research, Inc., Subscription Offer Website for purchasers of Curzio Equity Owners Tokens |
Subscription |
14 May, 2022 |
2 August, 2022 |
| Somerset Reinsurance Holdings Ltd. |
Somerset Reinsurance Holdings Ltd., Consideration Election Form Website for Somerset Reinsurance Holdings Ltd. Shareholders |
Cash/Stock Election |
24 June, 2022 |
30 July, 2022 |
| D-Wave Systems Inc. |
D-Wave Systems Inc., Election Portal for D-Wave Systems Inc. Shareholders |
Cash/Stock Election |
16 July, 2022 |
28 July, 2022 |
| Central Parent LLC |
Central Parent LLC, Central Merger Sub Inc. Cash Tender Website for CDK Globak, Inc. Shareholders |
Fixed Tender |
28 April, 2022 |
5 July, 2022 |
| TriNet Group Inc. |
Exchange Portal for Holders of YourPeople, Inc. |
Paying Agent |
11 January, 2022 |
1 June, 2022 |
| CNH Industrial N.V. |
Spin-off Election Portal for Holders of CNH Industrial N.V. into Iveco Group N.V. |
Spin Off Election |
21 December, 2021 |
24 June, 2022 |
| Balmoral Swan Mergersub, Inc. |
Balmoral Swan Mergersub, Inc., Cash Tender Website for Trecora Resources, Inc. Shareholders |
Fixed Tender |
1 June, 2022 |
24 June, 2022 |
| Gores Guggenheim, Inc. |
Gores Guggenheim, Inc., Cash Redemption |
Redemption |
27 May, 2022 |
18 June, 2022 |
| Northern Bancorp, Inc. |
Northern Bancorp, Inc., Fixed Tender Website for Northern Bancorp, Inc. Shareholders |
Fixed Tender |
12 May, 2022 |
10 June, 2022 |
| Chief Consolidated Mining |
Chief Consolidated Mining, Company Rollover Election Website |
Cash/Stock Election |
30 April, 2022 |
17 May, 2022 |
| 8x8 Inc. |
Exchange Portal for Holders of Fuze, Inc. Securities |
Paying Agent |
19 January, 2022 |
29 April, 2022 |
| Cloudflare Inc. |
Cloudflare, Inc., Exchange Portal for Holders of Area 1 Security, Inc. |
Cash/Stock Election |
8 March, 2022 |
16 May, 2022 |
| SRS Distribution Inc. |
Shingle Acquisition, LP Equity Purchase Opportunity |
Equity Purchase Opportunity |
14 April, 2022 |
27 April, 2022 |
| POET, LLC |
POET Holding Company, LLC Offer to Purchase |
Dutch Auction |
15 April, 2022 |
16 May, 2022 |
| Gabelli Multimedia Trust |
Gabelli Multimedia Trust Rights Offer Website |
Rights Offer |
16 July, 2021 |
26 August, 2021 |
| Core Scientific, Inc. |
Core Scientific Holding Co. Exchange Portal for Holders of Blockcap, Inc. |
Paying Agent |
8 August, 2021 |
11 December, 2021 |
| West Fraser |
Modified Dutch Auction Website |
Modified Dutch Auction |
15 July, 2021 |
16 August, 2021 |
| Blue Owl Capital Inc. |
Exchange Offer Website for Blue Owl Capital Common Unitholders |
Tender |
5 September, 2021 |
1 January, 2022 |
| Score Media Ventures Inc. |
Election Website for Shareholders of Score Media and Gaming Inc. |
Cash/Stock Election |
17 September, 2021 |
13 October, 2021 |
| Liberty All-Star Funds |
Liberty All-Star® Equity Fund Rights Offering Website |
Subscription |
20 September, 2021 |
23 November, 2021 |
| Inotiv, Inc. |
Exchange Portal for Holders of Envigo RMS Holding Corp |
Exchange |
4 November, 2021 |
19 April, 2022 |
| Allarity Therapeutics A/S |
Share Swap Offer DTC Instruction Portal for Holders of Allarity Therapeutics |
Tender |
22 November, 2021 |
12 January, 2022 |
| Northern Bancorp, Inc. |
Northern Bancorp, Inc. Fixed Tender Website for Northern Bancorp, Inc. Shareholders |
Tender |
8 November, 2021 |
14 December, 2021 |
| PROG Holdings, Inc. |
PROG Holdings, Inc. Tender Offer |
Modified Dutch Auction |
8 November, 2021 |
7 December, 2021 |
| bill.com |
Exchange Portal for Holders of Invoice2go, Inc. |
Paying Agent |
27 August, 2021 |
3 December, 2021 |
| Illumina, Inc. |
Illumina, Inc. Exchange Offer Website for Holders of Illumina, Inc. Contingent Value Rights |
Cash/Stock Election |
15 November, 2021 |
16 December, 2021 |
| Generac Power Systems, Inc. |
Exchange Portal for Holders of Ecobee Inc. |
Paying Agent |
18 November, 2021 |
22 March, 2022 |
| Jabil Inc. |
Exchange Portal for Holders of YouTransactor |
Paying Agent |
28 January, 2022 |
8 February, 2022 |
| SL Green Realty Corp |
Dividend Election |
Dividend Election |
21 December, 2021 |
4 January, 2022 |
